2018 IA Presidents Poll By The Numbers
By Janet Levaux | Liana Roberts | Chris NichollsHere's a look of the Presidents Poll results by the numbers
May 29, 2018
Regulatory Roulette Being Played With Fiduciary StandardRIAs and BDs are laboring under a fiduciary standard battle that offers no "regulatory clarity," argues Fi360's Blaine Aikin.
May 29, 2018
Big News From Cetera, Financial Engines-Edelman and Raymond JamesTwo BDs and a major RIA made headlines announcing new hires and promotions — along with a significant merger.
May 29, 2018
Industry Standouts: The 2018 IA Broker-Dealer Reference GuideIn an increasingly competitive market, a limited number of firms - big, medium and small - remain atop the list for their best practices, ability to recruit and/or acquire more advisors, and support RIAs
May 25, 2018
Focus Financial Files IPO to Raise $100M for GrowthThe firm, led by Rudy Adolf, has 55 partner firms and sees more deals ahead in the RIA space.
May 24, 2018
Why Did SEC Leave 'Fiduciary' Out of Best-Interest Rule?SEC chief Clayton said using the same word to describe both broker and advisor relationships would create confusion, but Barbara Roper begs to differ.
May 24, 2018
RIA in a Box Deal Shows 'Regtech Is Hot!'Consultant Tim Welsh and popular blogger Michael Kitces say this is a "big deal."
May 24, 2018
Orion's Latest Tech Updates Empower Financial Planners, Chief Compliance OfficersAs part of the updates, advisors no longer need to advisors to manage several different billing applications.