Top Democrat on Senate Panel Wants Hearing on SEC's Reg BI
By Melanie WaddellFormer SEC economists' letter stating Reg BI "had weak and incomplete economic analysis" should be "a red flag," said Sen. Sherrod Brown.
February 28, 2019
Is Your Practice Unwittingly Advisor-Centric?Building your practice around advisors instead of clients creates extra work and limits growth. And you may not even know you're doing it.
February 28, 2019
Here's What Stresses Advisors Out Most: SurveyAlthough advisors are generally happy with their jobs, they're 23% more stressed than the national average, FlexShares finds.
February 28, 2019
Stifel Pulls In 5 Merrill Reps: Recruiting RoundupMeanwhile, Cetera brings in a wealth group that supports over $2.5 billion in assets and an institutions team with about $181 million.
February 28, 2019
Why Your Success Depends on Employee SatisfactionThe happiness of your staff depends on a number of factors. It's not about money, but it is about how you lead and treat them.
February 27, 2019
Could FSPs Be Emotional Rescue for Advisors?Self-directed advisor models may perform close to more standardized fund strategist portfolios, but the rub, as they say, is risk.
February 27, 2019
Why Single-Payer Insurance May Be Closer Than You Think (and What to Do About It)During the NextGen Growth & Leadership Summit, Nelson Griswold warned that the benefits industry underestimates the threat of single-payer at its own peril.
February 27, 2019
Selling Your Practice? First, Check Your Successor's GoalsA firm owner needs to ensure the care and nurturing of clients and staff goes on without him.