Roundup: SEC Advice Package, New SEC Nominee, IRS Makeover, and Big Bank CEOs on the Hill
By Melanie WaddellSEC chief Clayton promises "robust" economic analysis of Reg BI, while Rep. Waters probes bank CEOs on their downsizing efforts.
April 30, 2019
How Technology Deals Are Changing the BusinessWorried about how your "new" tech firm will service your solution?
April 30, 2019
Editor's Note: Readers Voted on Who Were Tops in 6 FieldsWe asked the industry who they saw as best in class in the business. Here are their responses.
April 30, 2019
Empathy Plus Technology Equals SuccessE|Financial Alliance blends deep insights into clients' personalities to deliver what they really need.
April 30, 2019
3 Fundamentals Every Advisor Should Know About Private EquityUsually the playground for institutions and ultra wealthy, PE has some interesting options for advisors and their clients.
April 30, 2019
HighTower Funds $4.8B Wealth GroupWith the LourdMurray transaction, HighTower now has 98 advisory businesses in 33 states.
April 29, 2019
$6B Morgan Stanley Team Goes IndieThe group forms an RIA in Houston and partners with Dynasty Financial.
April 29, 2019
2019 IA25 Fintech WinnersHere are this year's top vote getters in the field of financial technology.