CEO: To Lead an RIA, 'You Have to Understand People'
By Jane Wollman RusoffTechnical knowledge is not enough, SignatureFD chief Heather Robertson Fortner tells ThinkAdvisor.
November 30, 2023
Meet the 2023 LUMINARIES WinnersWe recognized this year's winners at our third annual gala, held Tuesday at Gotham Hall in New York.
November 28, 2023
At Buckingham, CEO Birenbaum Keeps BuildingThe leader of the RIA giant tells ThinkAdvisor which industry trends he's embracing and which he's skipping.
November 21, 2023
Schwab System Quirk Could Create RMD Headaches for Former TD ClientsAdvisors who recently moved to Schwab should check on their clients' monthly withdrawals, an advisor warns.
November 20, 2023
Edelman Accuses Mariner Wealth of Poaching SchemeMariner has "openly stated that its purpose is to 'run Edelman out of business,'" a lawsuit alleges.
November 17, 2023
Why Firms May Reverse Course on AI Plans in 2024: ForresterThe emerging technologies likely won't yet be ready to deliver objective advice, says a senior financial analyst.
November 15, 2023
Shirl Penney Eyes Independence Day for Dynasty's $100B MilestoneRecent market turbulence has not slowed the momentum of advisors breaking away from wirehouses, the Dynasty CEO says.
November 14, 2023
Nitrogen's Klein to Step Down, New CEO NamedKlein, who has been Nitrogen's CEO for 12 years, will remain on its board of directors.