OpenArc Mega-Team Fires Back at Merrill's Charge of Corporate Raiding
By Dinah Wisenberg BrinA dozen advisors who left the $129 billion Merrill unit suggest the wirehouse had let their division slide.
September 25, 2025
Treasury's Crime Unit Delays AML Rule for AdvisorsFinCEN’s delay of the rule's effective date provides relief, but "substantive changes are still on the table," attorneys say.
September 25, 2025
$1.3B Northwestern Mutual Team Jumps to LPLThe team provides financial services to clients throughout New England and nationwide.
September 24, 2025
Merrill Sues Schwab, Dynasty Over Mega-Team's Defection, Alleging Corporate RaidScores of Merrill advisors and other staff left an Atlanta office managing $129 billion for Dynasty-backed OpenArc.
September 23, 2025
TradePMR Launches Asset Match for RIAs to Offer ClientsThe program allows indie RIAs to offer clients a 0.50% match on eligible deposits into TradePMR accounts.
September 19, 2025
Lawmakers Up in Arms Over Delay of AML Rule for AdvisorsRIAs serve as an entry point for foreign money tied to corruption and terrorism, Sen. Warren and others warn.
September 18, 2025
SEC Policy Shift Calls for Advisor ActionFirms should not interpret the current pause in rulemaking and the shift away from enforcement as a reprieve.
September 16, 2025
Why Many RIAs Struggle to Deploy Tax-Savvy InvestmentsWhile direct indexing is highly appealing for wealth managers, establishing it at scale is far from simple.