Advisors Need Advisors, Too
By Stephanie HollyRIAs need to understand the math: The more a practice is worth, the more the owner can sell it for upon retiring.
May 22, 2019
NASAA Adopts Cyber, Privacy Model Rule, Releases Annual ReportNASAA is also exploring a continuing education requirement for IARs.
May 20, 2019
Morgan Stanley to Move to Monthly BillingThe change is intended to more clearly align account statements with the fees clients are charged.
May 20, 2019
Which Industry Has the Best 401(k) Plans? Advisors Make the Top 10Out of the 27 industries surveyed, financial advice and insurance brokers are near the top, Judy Diamond reports.
May 20, 2019
Advisors on ESG Investing: We Need Better Data"Advisors may be slow to recognize an important investment trend" thanks in part to an information gap, Natixis reports.
May 20, 2019
JMP Launches an Opportunity Zone Platform: Portfolio ProductsAlso, RIA in a Box introduces a cybersecurity platform for advisors.
May 20, 2019
Secure Act Retirement Bill Set for House Vote This WeekThe bill helps small businesses offer retirement plans, boosts annuities and raises the RMD age; the Consumers First Act is also on the docket.
May 17, 2019
Reg BI Is Epic Moment for Brokerage Industry: FINRA's Legal ChiefWith Reg BI, the SEC is "trying to save the broker-dealer business as we know it," said FINRA's chief legal officer.