For Wealth Managers, M&As Surge to New Record in 2019
By Bernice NapachThe same forces that drove M&A activity in 2019 are expected to prevail this year, according to Fidelity.
January 13, 2020
SEC Releases FAQ on Reg BI ComplianceThe FAQ states that Form CRS will not satisfy a broker's Regulation Best Interest disclosure obligations and sets out which products are covered by the rule.
January 10, 2020
10 Top Trends in Wealth Management for 2020: Aite GroupLast year brought several major developments in the industry. How will those developments play out?
January 09, 2020
David Tittsworth Remembered for 'Wit, Warmth and Wisdom'The Capitol Hill veteran and industry leader kept advisors and others both well informed and entertained.
January 09, 2020
Fidelity Launches First Full-Service HSA for AdvisorsFidelity's HSA for advisors and other financial intermediaries is integrated with Wealthscape, its advisor technology platform.
January 09, 2020
LPL Recruits Black Advisor Team From Northwestern MutualMeanwhile, RIA Mercer Global Advisors is buying CCP Inc., a Chicago-based group with $140 million in client assets.
January 09, 2020
Envestnet Buys Stake in Dynasty, Forms Services ExchangeAdvisors on Envestnet's platform will gain access to growth capital, business tools, marketing and outsourced CFO services.
January 09, 2020
Beware California's New Data Privacy LawIt may affect you if you have clients there, and other states may follow suit.