RIA Cerity Partners Adds $1B Sullivan & Serwitz Team
By Jeff BermanS&S will "provide presence and growth opportunities" in Northern California, Cerity Partners says.
January 17, 2020
Schwab Clears $4T Mark but Posts Big Drop in Trading RevenueHere's how the end of trading commissions affected Schwab's fourth-quarter earnings.
January 17, 2020
Will Orion Be Sold? CEO Weighs In on Speculation"Everyone asks what's next" after the Schwab-TD Ameritrade deal, Orion CEO Eric Clarke tells ThinkAdvisor.
January 16, 2020
Mercer Taps RIA Veteran for New Role, Cetera Promotes Exec: Recruiting RoundupMartine Lellis has 18 years of experience in financial services business, while Connie Gregory has more than 25.
January 15, 2020
Does Your Team Really Need a COO?To grow, your firm should figure out if it requires someone to oversee its operations or to set its strategic direction.
January 15, 2020
Repeat Buyers Led 2019 M&A Charge in 2019: TD AmeritradeRIA deals surged 60% from 2018, a new study finds.
January 15, 2020
The Latest Cyber Risk You Need to Know AboutThis risk is "right now off the charts," an FBI special agent said at a FINRA conference.
January 14, 2020
3 Ways to Address Our Industry's Gender BiasIt's time to tackle the structural issues that work against women in financial services.