JPMorgan Rolls Out New Active ETFs : Portfolio Products
By Jeff BermanMeanwhile, State Street is set to close and liquidate the SPDR S&P Technology Hardware and SPDR S&P 500 Buyback ETFs.
May 21, 2020
3 Ways Advisors Can Succeed With VideoClients are using Zoom and similar tools like never before, so advisors should be connecting with them this way, too.
May 21, 2020
FINRA Suspends Ex-Merrill Rep Over Pro Video Game TeamThe advisor "realizes he made a mistake" and "appreciates FINRA's fairness," his lawyer says.
May 21, 2020
Smarsh Buys Cybersecurity Firm EntredaEntreda works with BDs, RIAs and wealth managers, while Smarsh focuses on larger firms.
May 21, 2020
Reg BI Unfair to Financial Planners, FPA Tells CourtFinancial planners are required to register as investment advisors but Reg BI allows brokers to avoid such registration, FPA said.
May 20, 2020
Can Interactive Brokers' New Fund Marketplace Lure RIAs?There are 47 other RIA wealth platforms, consultant Craig Iskowitz says. Can Interactive Brokers break out from the pack?
May 19, 2020
Surviving and Thriving in Volatile Markets: Finke, Blanchett, OthersSign up now and listen to any or all three webcasts, May 26-28.
May 19, 2020
Advisor Group Nabs Ex-United Capital CFOJon Frojen, who spent four years with the RIA/fintech platform (now owned by Goldman Sachs), previously was with Cetera.