LPL Beats Estimates; Earnings & Sales Rise 7%
By Janet LevauxThe number of affiliated advisors totaled 16,763, up 574 from a year ago and 299 from the prior quarter.
April 30, 2020
10 Steps to Buying a Practice in the PandemicFor advisors in the market for another practice, now's a time of unique opportunity.
April 30, 2020
BD to Roll Out Zero-Interest M&A LoansLaSalle St. intends for the program to help advisors speed up succession planning.
April 29, 2020
3 Ways to Best Support Your Remote TeamIt's time to embrace the "new normal" of working from home and to help your staff adjust to it.
April 29, 2020
Groups File Petition to End SEC Crackdown on 12b-1 Fees"It is time for the SEC to stop its troubling, ongoing trend of backdoor regulation," said FSI's Dale Brown.
April 29, 2020
LPL to Buy $1.5B Wealth Firm Founded by 'Buckets of Money' HostLucia Securities includes about 20 financial advisors and is based in San Diego, where it opened its doors in 1995.
April 28, 2020
Yes, Advisors Should Report PPP Loans on Form ADVWhile new SEC guidance raises questions, advisors should err on the side of disclosure, Leon LaBrecque and Jeff Levine tell ThinkAdvisor.
April 28, 2020
Schwab Moves Impact Conference Online, Shares Merger UpdateThe firm says its RIA conference in November will not be held in person.