How to Shift Your Marketing Now: Tips From Billion-Dollar RIAs
By Jeff BermanHightower's Abby Salameh, Carson's Jud Mackrill and others offered advice for marketing beyond the "crisis" phase of the pandemic.
May 22, 2020
JPMorgan Rolls Out New Active ETFs : Portfolio ProductsMeanwhile, State Street is set to close and liquidate the SPDR S&P Technology Hardware and SPDR S&P 500 Buyback ETFs.
May 22, 2020
Honoring Advisors Who Serve(d): Memorial Day, 2020ThinkAdvisor's yearly compilation highlights 37 military veterans who also serve in the financial advisory industry.
May 22, 2020
SEC Takes Action to Stop Ponzi Scheme Selling 'Annuities'Since the COVID-19 stay-at-home orders, the advisor has continued to solicit investors, the SEC says.
May 21, 2020
3 Ways Advisors Can Succeed With VideoClients are using Zoom and similar tools like never before, so advisors should be connecting with them this way, too.
May 21, 2020
FINRA Suspends Ex-Merrill Rep Over Pro Video Game TeamThe advisor "realizes he made a mistake" and "appreciates FINRA's fairness," his lawyer says.
May 21, 2020
Smarsh Buys Cybersecurity Firm EntredaEntreda works with BDs, RIAs and wealth managers, while Smarsh focuses on larger firms.
May 21, 2020
Reg BI Unfair to Financial Planners, FPA Tells CourtFinancial planners are required to register as investment advisors but Reg BI allows brokers to avoid such registration, FPA said.