LPL Gives Advisors More Tech-Based Help Services
By Janet LevauxSeparately, LaSalle St. rolls out a fund and annuity help desk, so advisors can service clients' "held away" assets.
June 17, 2020
Cresset Buys $2.3B RIALike Cresset, PagnatoKarp is family owned and focused on private wealth management and family office services.
June 17, 2020
'Buckets of Money' Advisor Settles With SEC After Long Legal BattleRay Lucia Sr. can now reapply for association with registered entities, says a civil rights group involved with the settlement.
June 16, 2020
RIA in a Box Launches Cybersecurity Insurance for Advisors: Tech RoundupAlso, SEC's FinHub launches virtual peer-to-peer meetups.
June 15, 2020
SEC Chief Urges Caution on Rollovers Under Reg BIIn particular, advisors must be mindful of relaxed withdrawal rules in the CARES Act, Chairman Jay Clayton says.
June 15, 2020
TD Ameritrade Launches Virtual M&A Matchmaker for RIAsJoel Bruckenstein of T3 tells ThinkAdvisor his views on the new platform.
June 13, 2020
IRS Posts Annuity Advisory Fee Letter Rulings With a TwistThe IRS showed a 1.5% annual fee cap in the old letter rulings. Officials have left the annual cap out of the new rulings.
June 12, 2020
Kitces: How Your Web Presence Helps Convert Referrals to ClientsClients referred to an RIA are going to look that advisor up online, so they better like what they find, he says.