Tips for Prospecting During the Pandemic: Fidelity
By Bernice Napach"You can't wait for the world to come back to face-to-face," says David Canter, head of its RIA channel.
June 22, 2020
How to Break Away & Start Your Own Firm in a PandemicIn the short term, you'll have to adjust to a dual life of taking care of clients by day and building your RIA at night.
June 22, 2020
What Clayton's Departure From SEC Would Mean for Reg BIThe "effectiveness" of Reg BI, Phyllis Borzi said, "will rise and fall on how well it's enforced."
June 19, 2020
Uncertain Summer Childcare Means Employers Should Check COVID-19 Leave LawBusinesses may face complications when employees request paid leave to care for children who might be home for summer.
June 19, 2020
TD Ameritrade Expands Gender-Identity Options on RIAConnectThe platform, rolled out Monday, drew the attention of advisor Cait Howerton, who tweeted: "Gender isn't binary."
June 18, 2020
Steward Adds $1.2B Team From Advisor GroupThe St. Louis-based wealth team also is the first to join Steward via its 1099 affiliation model.
June 18, 2020
Succession Planning Strategy: Convert to an RIA FirstThe wirehouse model of retirement often leaves money on the table.
June 18, 2020
Impact Investing: What Every Advisor Needs to Know in the COVID-19 EraFor financial advisors, impact investing is no longer just "nice to have."