Tibergien Joins Board of $20B RIA
By Janet LevauxAfter taking the summer off, the popular industry figure and former head of Pershing's RIA custody business is back.
August 28, 2020
LPL Adds YCharts to Vendor ProgramYCharts' investment research and related tools are now used by more than 5,000 RIAs.
August 28, 2020
Focus Financial Buying $2.5B RIAThe group, which includes 65 partner firms with $200 billion in client assets, is eyeing more deals this year, says CEO Rudy Adolf.
August 28, 2020
Advisor Ad Rule Changes Coming in October: SECThe commission will take up changes to investment advisor advertising and solicitation rules.
August 28, 2020
DOL Fiduciary Rule Hearings to Be Held on Quick Timeline With Limited TestimonyThere are several notable differences from when the Obama Labor Department held hearings on the 2016 fiduciary rule.
August 27, 2020
A Retirement Planner Raised Her Fees. The Result: Wealthier Clients, More GrowthMany female advisors undercharge, Dana Anspach of Sensible Money tells ThinkAdvisor.
August 27, 2020
Hightower, LaSalle Add New Groups: Recruiting RoundupMeanwhile, Advisor Group shares plans for its national conference and one of its broker-dealers brings on a team from Ameriprise.
August 26, 2020
5 Ways to Connect With Gen XHere are some scenarios that might derail retirement or other significant financial goals, if left undetected.