Fidelity's Assets Hit $3.3T on Trading Surge
By Janet LevauxThe firm says it has added 2,000 employees, including financial consultants, as investors jump into the markets.
August 17, 2020
Biden's VP Pick Harris Opposes DOL Fiduciary RuleKamala Harris joined other lawmakers in telling Labor Secretary Eugene Scalia to rework the fiduciary rule.
August 17, 2020
TD Ameritrade's Thinkorswim Outage Irks InvestorsUnspecified "system issue" prevented users of the desktop version of TD Ameritrade's platform from making trades Monday.
August 14, 2020
To Gain Client Trust, Boost Virtual Service: FidelityExecutives from several firms make the case for fully embracing remote work, digital tools and more during a Fearless Week webcast.
August 14, 2020
Carson Coaching Launches Online HubProgram partners include Riskalyze, YCharts and Redtail.
August 14, 2020
12b-1 Fees Still on SEC's Radar as SCF Agrees to Repay $567KRegulator says the RIA also will pay a fine of $200,000 to settle issues tied to funds with undisclosed revenue and higher costs.
August 13, 2020
LPL Grabs $800M Securities America Team: Recruiting RoundupMeanwhile, RBC picks up a $675 million Morgan Stanley group, and Dynasty helps lead a $360 million Merrill duo to independence.
August 13, 2020
Get More Referrals Without Asking — Prospecting in a Pandemic, Part 1In the first of a four-part series, I look at why asking for referrals doesn't work and what to do instead.