Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Robinhood Says CFTC Asked It to Halt Super Bowl Wagers
By Paige SmithThe agency said it has “serious concerns” about firms offering access to contracts that may not be legally permissible.
December 27, 2024
How Advisors Can Protect Clients From Instant Payment FraudScams using Zelle and other platforms are on the rise. Here's what advisors can do.
November 25, 2024
Wells Fargo Loses Head of Advisor Recruiting to PNCBrendan Krebs will be managing director of PNCI Wealth Advisors.
November 22, 2024
Schwab Eyes Spot Crypto Trading Once Regulations Change“I have not bought crypto, and now I feel silly,” said incoming CEO Rick Wurster.
November 21, 2024
Schwab Reviewing Advisor Network Referral FeesThe firm says it will be transparent with advisors in the program as any decisions are made.
November 19, 2024
Robinhood to Buy TradePMR for $300M in RIA PushThe aim of the deal is to challenge Schwab and Fidelity in the fast-growing wealth management space.
November 08, 2024
Schwab Launching Mortgage-Backed Securities ETFThe new fund, containing U.S. government-backed investment-grade securities, starts trading this month.
October 30, 2024
Schwab Expands 24-Hour TradingStocks in the S&P 500, Nasdaq-100 and hundreds of ETFs will be available around the clock on weekdays.