Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
MyBenefitSources Hires Franks For Western Territory
By Staff WriterNU Online News Service, Jan. 23, 11:23 a.m. -- MyBenefitSource L.L.C., Atlanta, has named Jerry Franks vice president of West Coast operations.MyBenefitSource, a unit ...
January 09, 2002
Treasury Money Laundering Rule Affects Insurer Broker-DealersNU Online News Service, Jan. 9, 3:18 p.m. -- WashingtonLimited service insurance company broker-dealers will be subject to suspicious transactions reporting requirements under a ...
January 07, 2002
UnumProvident Completes Call Center Switching SystemNU Online News Service, Jan. 7, 11:55 a.m. -- UnumProvident Corp., Chattanooga, Tenn., has completed installing Avaya G3 switches in all of its national ...
January 06, 2002
NASD: Don't Interfere With Accounts Following Brokers To New FirmsNASD: Don't Interfere With Accounts Following Brokers To New Firms ByThe National Association of Securities Dealers Inc., Washington, says it has adopted a new ...
December 26, 2001
NASD: Let Accounts Follow Brokers To New FirmsNU Online News Service, Dec. 26, 5:25 p.m. -- The National Association of Securities Dealers Inc., Washington, says it has adopted a new rule ...
December 17, 2001
Manulife Offers 401(k) Brokers Benefit Plan DatabaseNU Online News Service, Dec. 17, 1:46 p.m. -- Manulife Financial Corp., Toronto, is offering U.S. pension brokers free access to a Web-based benefit ...
December 13, 2001
** NU Co-Sponsors Benefits Broker Survey **NU Online News Service, Dec. 13, 5:33 p.m. -- The National Underwriter Company, Erlanger, Ky., and John Hewitt & Associates Inc., Portland, Maine, are ...
December 10, 2001
BSA: Broker Results Up In OctoberNU Online News Service, Dec. 10, 1:30 p.m. -- October benchmarks for broker-dealers rebounded strongly from September levels, reports the Bank Securities Association, Wayne, ...