Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Broker-Dealers Gripe That More Companies Are Hard To Work With
By Warren S. HerschFinancial services companies that are difficult to work with are a financial drain on most broker-dealers' practices, a new survey reveals, and among the broker-dealers' ...
March 01, 2006
Return of the Broker?Full-service brokers are regaining favor among affluent investors, according to the Spectrem Affluent Study 2005. But even as the research showed that more affluent investors...
March 01, 2006
Here, There and EverywhereA new study by Moss Adams claims that dual registration--which means advisors who are registered with both the SEC and the NASD, and are collecting...
March 01, 2006
Safety FirstFew prudent drivers would take to the road without having their cars adequately insured, even if it were legally permissible. In these days when a...
February 21, 2006
Report Sees Backlog PerilMcLEAN, Va. (HedgeWorld.com)--BearingPoint Inc., a technology consultant, issued a white paper on what it sees as a backlog crisis in the credit derivatives industry. In a press release issued with the paper, BearingPoint observed that on Thursday [Feb. 16], the New York Federal Reserve is expected to meet to discuss...
February 12, 2006
Ruritania RevisitedIn the interest of fairness, before you read this piece I want to direct you to some letters to the editor on page 10 of ...
February 09, 2006
May Not Be Too Late To Profit From Energy StocksRecent price weaknesses may present advantages
February 06, 2006
ING Executive Joins NASD BoardMembers of the National Association of Securities Dealers have voted to add John Simmers to the self-regulatory group's board.The NASD, Washington, says Simmers, chief executive ...