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September 01, 2007 at 04:00 AM
This is the 17th year that Investment Advisor readers have chosen Broker/Dealers of the Year. During the first four years of voting, the top five vote-getters, regardless of their size as measured by producing reps, were declared winners. Beginning in 1995, four divisions were created based on the B/Ds’ number of reps, resulting in peers competing against each other. A statistical anomaly (since remedied) resulted in a fifth winner being declared in 2005.
| 2007 | 2006 | 2005 | 2004 | |
| Division I | Harbour Investments, Inc. | Contemporary Financial | Geneos Wealth Mgmt. | Geneos Wealth Mgmt. |
| Division II | Brecek & Young Advisors | The Investment Center | Brecek & Young | NEXT Financial |
| Division III | CFG/H. Beck | NEXT Financial | NEXT Financial | Sigma Financial |
| Division IV | Cambridge | Woodbury Financial | FSC Securities | FSC Securities |
| Commonwealth | ||||
| 2003 | 2002 | 2001 | 2000 | |
| Division I | Century Securities | Signal Securities | NEXT Financial | Signal Securities |
| Division II | NEXT Financial | NEXT Financial | Brecek & Young | Brecek & Young |
| Division III | Cambridge | Commonwealth | Commonwealth | Cadaret Grant |
| Division IV | Intersecurities | FSC | Investors Capital | Investors Capital |
| 1999 | 1998 | 1997 | 1996 | |
| Division I | Brecek & Young | Signal Securities | Signal Securities | Signal Securities |
| Division II | Sigma Financial | Sigma Financial | Commonwealth | Commonwealth |
| Division III | Commonwealth | Commonwealth | Cadaret Grant | Mariner Financial |
| Division IV | Horner Townsend | Horner Townsend | Horner Townsend | FSC |
| 1994 Top 5 | 1993 Top 5 | 1992 Top 5 | 1991 Top 5 | |
| Sigma Financial | Sigma Financial | Sigma Financial | IM&R | |
| Commonwealth | Comprehensive | IM&R | FNIC | |
| InvestaCorp | IM&R | FSC | Commonwealth | |
| FNIC | LPL | FFP | FSC | |
| JW Charles Sec. | FSC | Commonwealth | Sigma |
