Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Broker/Dealer of the Year, Division III
By Staff WriterSigma Financial Corp. President and CEO Jerome Rydell Candid quote from a Sigma rep: There are no unsurmountable obstacles at Sigma, just minor speed bumps. Founded: 1983 Producing Reps: 599 2008...
September 01, 2009
Broker/Dealers of the Year, Through the YearsThis is the 19th year that Investment Advisor readers have chosen Broker/Dealers of the Year. During the first four years of voting, the top five...
September 01, 2009
Broker/Dealer NewsThe Securities and Exchange Commission announced a settlement August 3 against Bank of America for misleading investors about billions of dollars in bonuses that were...
September 01, 2009
Broker/Dealer of the Year, Division IVWoodbury Financial Services Chairman and CEO Brian Murphy Candid quote from a Woodbury rep: This is my fourth B/D, and the first I've been with that had all...
September 01, 2009
Who Representatives Voted ForHere are the first, second, and third place winners in this year's balloting as picked by the 3,577 validated voters in our 19th annual readers'...
September 01, 2009
What Representatives Wish ForOn the ballot each year, the Investment Advisor editors ask voting representatives to tell us what products or services they wish their current broker/dealers offered,...
September 01, 2009
Broker/Dealer of the Year, Division IProspera Financial Services President: David Stringer Candid quote from a Prospera rep: I've been solicited by various B/Ds at least once a year since joining Prospera. None of...
September 01, 2009
How the Representatives VotedThe year 2009 marked the 19th time that Investment Advisor asked its readers who are representatives of independent broker/dealers to rank their own B/Ds on...