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Sigma Financial Corp.
President and CEO Jerome Rydell
Candid quote from a Sigma rep:
There are no unsurmountable obstacles at Sigma, just minor speed bumps.
Founded: 1983
Producing Reps: 599
2008 gross revenue: $76.0 million
2008 average annual gross production per rep: $175,000
The former broker was barred for falsely claiming investor funds would be used to fund a project for the pop singer, regulators said.
The 30-day comment period is half the typical length.
The news comes about five months after the group wrapped up its purchase of Ladenburg Thalmann's broker-dealers.
Nagengast, president and CEO of Securities America, has been nominated to serve a second term.
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