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Sigma Financial Corp.
President and CEO Jerome Rydell
Candid quote from a Sigma rep:
There are no unsurmountable obstacles at Sigma, just minor speed bumps.
Founded: 1983
Producing Reps: 599
2008 gross revenue: $76.0 million
2008 average annual gross production per rep: $175,000
Studies show broker expungements “are often associated with broker misconduct” and recidivism, Warren says.
FINRA says it could draw on its reserves to make up for a projected revenue shortfall.
Meanwhile, Baird adds an advisor from Wells Fargo, and Ameriprise picks up a former LPL Financial affiliated rep.
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