Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL Adds $4.4B Bank Program With Nearly 30 Advisors
By Jeff BermanThe deal involves a unit of St. Louis-based Commerce Bank. Terms were not disclosed.
November 21, 2022
Interactive Brokers Starts Overnight ETF TradingThe move allows clients to trade 24 popular iShares, SPDR , Vanguard and other ETFs around the clock, says the firm.
November 21, 2022
Fisher Investments Manager Selling Aaron Judge's Record BallYoumans was reportedly offered $3 million for the ball but recently chose to auction it off, according to ESPN.
November 18, 2022
Ex-J.P. Morgan Broker Barred by FINRA After Multiple Trading ViolationsEdward L. Turley was discharged by the firm and then refused to provide testimony during a FINRA investigation.
November 18, 2022
Why Recognition Matters: The LUMINARIES Program in ActionAs we showcase our 2022 winners, several aspects of the program are worth highlighting.
November 18, 2022
Meet the 2022 LUMINARIES WinnersThese 33 individuals and firms are making a difference in Community Impact, Diversity & Inclusion, Executive Leadership and Thought Leadership.
November 17, 2022
Commonwealth Now Aiming for $1T in AssetsThe aggressive target "reinforces" the firm's commitment to advisor growth, CEO Wayne Bloom says, and includes some "light M&A in the future."
November 17, 2022
Industry Experts Weigh In on Fidelity's Latest Tech MovesThe updates could make Fidelity more attractive for advisors looking to switch custodians, Tim Welsh says.