Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Hartford Redesigns Rep Site
By Staff WriterNU Online News Service, Feb. 6, 2004, 5:40 p.m. EST -- Hartford Financial Services Group Inc., Hartford, has updated its Web site for investment ...
January 29, 2004
NAIC Cuts Meetings DepartmentNU Online News Service, Jan. 29, 2004, 5:36 p.m. EST -- The meetings department of the National Association of Insurance Commissioners, Kansas City, Mo., ...
January 27, 2004
5 Brokers Turn Small Groups Over To DigitalNU Online News Service, Jan. 27, 2004, 5:47 p.m. EST -- Digital Insurance Inc., Atlanta, says 5 employee benefits brokers have picked it to ...
January 26, 2004
Gardner Carton Interprets NASD's 'New Issue' RuleCHICAGO (HedgeWorld.com)--Gardner Carton & Douglas LLP has sent out a client memorandum expounding on the significance of the National Association of Securities Dealers' new conduct...
January 26, 2004
Finetre Annuity Transaction Volume DoublesNU Online News Service, Jan. 26, 2004, 5:39 p.m. EST -- Finetre Corp. says annuity transaction volume at its AnnuityNet online service increased 116% ...
January 20, 2004
Bank Broker-Dealer Revenue Index FallsNU Online News Service, Jan. 20, 2004, 2:53 p.m. EST -- The productivity of bank-based brokers rose 2% in November 2003.[@@]The bank-based brokers brought ...
January 09, 2004
CORRECTION: NCOIL Model MeetingNU Online News Service, Jan. 9, 2004, 11:45 a.m. EST -- Due to an editing error, the nature of an industry meeting being held ...
January 01, 2004
Taking on the GoliathsMuch like a modern day version of David and Goliath, independent advisors face overwhelming odds against the representatives of corporate giants who come to the...