Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Kitces, Other Advisors Stunned by Rude Advisor Sanctioned by CFP Board
By Jeff Berman"Wow, this was a wild ride," said Michael Kitces about David R. Nute, who told his prospective client that her reactions "tell me why your husband left you."
November 03, 2022
LPL to Buy a $40B Branch Office With 800 AdvisorsThe deal is structured as an equity purchase and includes $140 million to be paid at closing.
November 02, 2022
BD Deals: When Do Advisors Win, Lose?The size of the firm being sold and of the acquiring firm can make a big difference in advisor retention.
November 01, 2022
LUMINARIES 2022 Finalists: Community Impact — FirmsAn evolution of our Broker-Dealers of the Year awards, the LUMINARIES program is now in its second year.
November 01, 2022
LUMINARIES 2022 Finalists: Community Impact — IndividualsThe Class of 2022 Finalists have been reviewed by a diverse panel of judges, and a select group of winners will be announced Nov. 17.
November 01, 2022
LUMINARIES 2022 Finalists: Executive Leadership — FirmsThe Class of 2022 Finalists have been reviewed by a diverse panel of judges, and a select group of winners will be announced on Nov. 17.
November 01, 2022
LUMINARIES 2022 Finalists: Executive Leadership — IndividualsMeet the standout individual finalists — who were selected from hundreds of stellar nominations by our editorial team — in Executive Leadership.
November 01, 2022
New Goldman Platform Advises Asset Managers on Launching ETFsGoldman expects the first client ETF developed through the platform to launch in 2023.