Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
EDHEC-Risk Researchers Win Top Prize at Quantitative Investment Research (Inquire) Europe
By Kate McBrideReport is called "Dynamic Allocation Decisions in the Presence of Funding Ratio Constraints."
August 30, 2010
Wirehouse Watch: Why Merrill Lynch's Results Top Morgan Stanley'sProfits and margins at BofA-Merrill are well ahead of those at Morgan Stanley Smith Barney, despite MSSB's larger advisor force.
August 30, 2010
As SEC Fiduciary Comment Deadline Arrives, Groups Polish ResponsesMonday, August 30, marks the last day the Securities and Exchange Commission (SEC) officially accepts comment letters regarding the study the securities regulator is to conduct on putting brokers under a fiduciary standard of care.
August 29, 2010
What Tiger Woods and English Premier League Have in Common: BarclaysBank is major presence in sports sponsorships across the world.
August 29, 2010
August 30 Is SEC Comment Deadline on Fiduciary IssueMany comments already have been submitted.
August 29, 2010
Bond Bubble Debate Bubbles OverLong-term investors and those seeking safety not found these days in the stock markets have been fleeing to bonds, giving rise to speculation about a "bond bubble."
August 27, 2010
Schwab IMPACT Conference Registration Outpacing 2009Charles Schwab IMPACT 2010 Conference will focus on technology at the annual conference from October 26-29, as advisor registration has already outpaced last year's numbers, according to Schwab on Thursday.
August 27, 2010
Nasdaq OMX and DWS Investments Roll Out Volatility Target IndexThe Nasdaq OMX Group Inc. and DWS Investments, the U.S. retail unit of Deutsche Bank's global asset management division, have launched a new benchmark designed to provide exposure to the Nasdaq-100 Index in a risk-controlled manner.