Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Osaic Added $22B in Assets in 2023
By Janet LevauxWhile that's down sharply from 2022, the firm plans to add $108 billion from the Lincoln acquisition.
January 16, 2024
JPMorgan to Pay $18M Over Whistleblower ViolationsInvestor clients were asked to sign agreements and not report potential securities law violations to the SEC.
January 12, 2024
Citi to Cut 20,000 JobsIn all, Citigroup's firmwide headcount is set to decline by 60,000 jobs to 180,000 by the end of 2026.
January 09, 2024
LPL's Steinmeier: Who Are You Calling an IBD?"We have really shed that skin," the firm's top business development executive tells ThinkAdvisor.
January 09, 2024
Morgan Stanley Displaces Citigroup as Least-Loved Big Bank StockAs bank-stock analysts have reconfigured their ratings for 2024, Citigroup scored upgrades.
January 09, 2024
Cambridge Launches New Fee-Only RIABridgePort Financial Solutions, led by Eddie Rollins, will acquire stakes in small and midsize firms.
January 05, 2024
New Pretrial Date for Ex-Broker Charged With Murder of BofA-Merrill ExecAnthony Duwayne Turner is accused of killing former girlfriend Michelle Avan in 2021; he has pleaded not guilty.
January 05, 2024
Best & Worst Broker-Dealer Stocks: 2023Broker-dealers posted solid gains in a year that saw a banking crisis.