Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL Nabs $4B Group With 135 Reps From Lincoln
By Janet LevauxIntegrated Financial Partners of Waltham, Massachusetts, is joining its IBD and hybrid RIA platforms.
November 25, 2016
Raymond James Adds 3 Texas Reps, Shares October ResultsThe firm attracts the independent advisors from rival LPL Financial in different parts of the Lone Star State.
November 23, 2016
LPL Continues Strong Recruiting Drive in Q3A large number of advisors moved to the IBD from Cetera, Wells Fargo and Edward Jones.
November 22, 2016
Wells Fargo Teams Jump Ship: Recruiting RoundupA number of advisors are leaving wirehouse firms at year-end for smaller rivals, greater independence.
November 21, 2016
Is the DOL Fiduciary Rule DOA Under Trump?Just as the industry was ramping up its compliance with the DOL's fiduciary rule, Donald Trump's surprising win could throw its viability into question.
November 21, 2016
SIFMA Board Has New LeadersThe 2017 board includes executives with Janney Montgomery Scott, Charles Schwab and AllianceBernstein.
November 18, 2016
What’s the Chance Schwab Will Buy LPL?Industry consultants dont mince words when it comes to a rumored merger of two large players in the financial space.
November 18, 2016
Ron Carson Jumping to Cetera From LPLThe potential switch could affect more than $6.5 billion in assets on its RIA platform and other operations.