Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL's Burt White: Do More Than Apply 'Digital Lipstick'
By Janet LevauxThe BD executive gave details on coming updates and new tools for managing meetings, electronic signatures and more.
August 20, 2020
LPL Pledges $1B to Put Advisors on Growth 'Superhighway'The broker-dealer wants its advice business to work more like Amazon, Netflix and eBay to outperform "institutional" rivals like Schwab, says CEO Dan Arnold.
August 19, 2020
FSI Honors Investor, Industry AdvocatesThe industry group's two new awards recognize 20 individuals working in the independent advisor space.
August 18, 2020
LPL Advisors to Get Slack Messaging ToolsThe new messaging system will make it easier for advisory team members to communicate wherever they are, LPL says.
August 17, 2020
Biden's VP Pick Harris Opposes DOL Fiduciary RuleKamala Harris joined other lawmakers in telling Labor Secretary Eugene Scalia to rework the fiduciary rule.
August 17, 2020
Steward Partners Grabs 5 Advisors With $491MEast Coast advisors from Morgan Stanley, Wells Fargo and other firms are joining the Raymond James affiliate.
August 14, 2020
To Gain Client Trust, Boost Virtual Service: FidelityExecutives from several firms make the case for fully embracing remote work, digital tools and more during a Fearless Week webcast.
August 14, 2020
Carson Coaching Launches Online HubProgram partners include Riskalyze, YCharts and Redtail.