Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
10 Tax Facts to Know About Marriage and Blended Families
By Emily HolbrookHow marriage, remarriage and divorce can affect your clients' tax, retirement and estate planning.
June 04, 2021
This Raymond James Affiliate Added 10 Advisor Teams in 2021The new teams boost Concurrent's network to 125 advisors in 55 offices, including its first in Kansas.
June 03, 2021
Ex-Cetera Rep Gets 5-Year Prison Sentence for Defrauding ClientsThe former broker had pleaded guilty to wire and bank fraud on Jan. 14.
June 03, 2021
Why Some Advisory Firms Struggle With RecruitingBNY Mellon Pershing's Christina Townsend talks to ThinkAdvisor about recruiting mistakes to avoid and how to boost diversity.
June 03, 2021
LPL Picks SmartAsset for Vendor Affinity Program: Tech RoundupAlso, Morgan Stanley teams with Microsoft, while RIA in a Box announces a new automated RIA communications archiving and review solution.
June 03, 2021
UBS Nabs $10.5B Advisor Team From J.P. Morgan Private BankThe six-person advisor team joins UBS Private Wealth Management in San Francisco.
June 03, 2021
Get Ready for a Rough Road Back to the OfficeAdvisors should hold off on in-person meetings with prospects for now, the business psychologist tells ThinkAdvisor.
June 02, 2021
10 Simple Phrases That Wow Any New ClientHere's how to reassure new clients and interested prospects that they're picking the right advisor.