Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
How a Top Raymond James Wealth Exec Gives Back, Unwinds
By Jeff BermanPrivate Client Group President Scott Curtis tells ThinkAdvisor about his charitable activities and which market indicators he's watching.
December 09, 2021
Advisors Help Make Investors Very Happy: StudyThose working with a financial advisor are three times happier than those managing their own money. Here's why.
December 09, 2021
RIA in a Box Bought by ComplySci: Tech RoundupAlso, Riskalyze adds Pulse 360 to its advisor productivity suite, and Broadridge appoints Dipti Kachru as global CMO.
December 09, 2021
10 VIPs Tell Us the Biggest Issues on Their Minds & What Advisors Can Do About ThemAn array of experts including Liz Ann Sonders, Ric Edelman and David Blanchett told us which issues they're watching closely.
December 08, 2021
Why Educating Clients Is Critical to Advisors' SuccessJacob Gold, a professor and third-generation financial planner, explains the value of helping others boost their financial literacy.
December 08, 2021
Institutional Investors Confident Going Into 2022: SurveyDespite the threat of supply chain disruptions and ongoing COVID-19 concerns, those managing $13 trillion see plenty of growth potential.
December 08, 2021
Watch Out for This Tax Bomb: Jamie CoxThe advisor and Wall Street Journal expert panelist shares his views on the latest economic issues and financial regulation.
December 07, 2021
Ex-Merrill Broker Arrested Over Charges Tied to $1M ScamThe former broker allegedly used investors' funds to buy a luxury car "and pay fees for a private golf club on Long Island," says the DOJ.