Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Why Cetera's $1B Avantax Deal Is a 'Powerful' Move
By Janet LevauxThe deal brings Cetera a new custodial relationship and platform, according to CEO Adam Antoniades and others.
September 08, 2023
This Is the Biggest Retirement Challenge for Americans in Their 40s and 50sCaregiving responsibilities and the daily financial obligations of Americans in this age group are raising concerns.
September 08, 2023
Ex-Edward Jones Employee Alleges Abuse In Suit Against Firm, AdvisorThe advisor screamed at the employee repeatedly and made her cry, according to the lawsuit.
September 07, 2023
Where RIAs Go From Here: American College CEOThe future of advice belongs to those who put problem-solving ahead of products, George Nichols III says.
September 07, 2023
One Bizarre Blip From the Schwab-TD Ameritrade IntegrationAfter the move, a client said he found himself with access to an unknown couple's $4 millon trust.
September 07, 2023
Wealth.com Launches Advisory Council, Moves to Expand AI-Assisted Estate PlanningCouncil members include Anna N'Jie-Konte, Dasarte Yarnway and Samantha Russell.
September 07, 2023
Morgan Stanley Set for Full Rollout of AI Chatbot for AdvisorsIt's also working on a pilot program to automatically synthesize notes and next steps from client conversations.
September 07, 2023
Is Your Client a Money Worshipper, Avoider or Vigilante?Findings in a forthcoming paper can help advisors personalize their approach with clients.