Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Here's the Size of Social Security Cuts if Congress Doesn't Act Soon: CRFB
By John ManganaroThe 70 million retirees, dependents and survivors collecting benefits could face steep cuts as soon as 2033.
August 10, 2023
Advisors Can Help Clients Invest for Their Kids Through New Wealthtender, UNest PartnershipThe UNest FinPro program offers advisors access to a dedicated service team, educational webinars and more.
August 10, 2023
Nationwide to Distribute MassMutual Indexed Annuities for RIAsThe new relationship shows how insurers are being creative about filling the product shelves.
August 10, 2023
Cetera Closes on Purchase of Securian's Wealth BusinessMore than 91% of the invited Securian advisors and other financial professionals opted to join Cetera, it says.
August 08, 2023
RBC Picks Up $1B UBS TeamThe addition is part of RBC's effort to boost its presence in the Great Lakes region, the firm says.
August 08, 2023
Former LPL, Raymond James Reps Slammed by FINRA for Falsifying DocumentsTwo ex-reps forged clients' signatures, and one provided falsified checks and bank statements to regulators, FINRA said.
August 08, 2023
Hiring Today Is Tough. Here's How to Get It Right.Advisor turnover gives firms the chance to hire replacements with better, and clearer, expectations.
August 07, 2023
The SEC's New AI Plan Expands Reg BI — and MoreIndustry attorneys say the plan would impose potentially burdensome conflict-of-interest requirements on BDs and advisors.