Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
RBC Picks Up $1B UBS Team
By Jeff BermanThe addition is part of RBC's effort to boost its presence in the Great Lakes region, the firm says.
August 07, 2023
The SEC's New AI Plan Expands Reg BI — and MoreIndustry attorneys say the plan would impose potentially burdensome conflict-of-interest requirements on BDs and advisors.
August 07, 2023
Conference Focuses on 'Reclaiming Black Wealth'Black wealth has been "diluted over the years," says American College President George Nichols III.
August 07, 2023
Warn Clients They Can Lose the Ability to Buy Life InsuranceHowever, USAA Life's president recommends compassion for late applicants.
August 07, 2023
Beware, the SEC Is Coming for You!The current administration seems to believe advisors get paid too much for doing too little; the industry must push back.
August 04, 2023
Here's How Much People Think They Need to RetireConcerns about the impact of higher prices are widespread, yet inflation hasn't really disrupted savings efforts, Schwab finds.
August 04, 2023
Private Market Investing Requires an Active ApproachThe importance of picking the right managers who can spot and nurture private companies cannot be overstated.
August 04, 2023
3 Pieces of Career Advice From One Female Advisor to AnotherBe intentional about your career path and surround yourself with people who support it.