Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
When Is the Right Time to Ask Clients About Writing a Will?
By John ManganaroA new report finds context matters a lot when it comes to this basic step in legacy planning.
December 28, 2023
What's Next for ETFs in 2024: VettaFi's RosenbluthLook for continued growth in actively managed solutions in the investment space, the researcher says.
December 28, 2023
What Top Market Strategists Are Predicting for 2024Carson's Ryan Detrick, Frontier's Rob Miller and Hightower's Zach Christopher weigh in on stock and bond trends.
December 28, 2023
Wall Street's Seismic Shift Propels Dallas Ahead of Chicago, LAFinancial and investment analysts, though, average $102,000 a year in Texas, 30% less than the going rate in New York.
December 28, 2023
LPL Fined $5.5M for Transaction Supervision IssuesThe broker-dealer also will pay $650,000 in restitution plus interest to 125 clients affected by its failures from 2012 to 2019.
December 28, 2023
On Stage: The LUMINARIES 2023 Awards CeremonyWe spotlight this year's winners, who came dressed to impress for the recognition event at New York's Gotham Hall.
December 27, 2023
RIA Model Is at the 'Tipping Point': Mercer Advisors' WellingThe fiduciary model helps clients "connect the dots to get what they really want" for their financial lives, the CEO said.
December 26, 2023
Secure 2.0 Is Turning 1, and There Are More Changes to ComeA number of provisions go into effect in January to help balance saving with more immediate priorities.