Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
BNY Mellon Taps Robin Vince as Next CEO
By Janet LevauxVince joined BNY Mellon in October 2020 after working for 26 years at Goldman Sachs in several executive roles.
March 16, 2022
DOL Withdrawal of Independent Contractor Rule Violated Law, Judge RulesFSI says the rule gives advisors and firms certainty that they are indeed independent.
March 16, 2022
Ex-LPL, Wells Rep Stole $500K, Gambled With Client Money, Prosecutor SaysIf convicted of stealing over $500,000 from clients, the barred broker faces a maximum of 65 years in prison.
March 16, 2022
How Direct Indexing Helps Clients Cope With Market Volatility, TaxesMonali Vora, a partner at Goldman Sachs Asset Management, says every client wants a portfolio tailored to their financial goals.
March 16, 2022
How to Craft 'Super Roths' for Wealthy ClientsThere's an attractive niche for advisors who use sophisticated life insurance strategies to manage wealth across generations.
March 14, 2022
10 Things Advisors Should Know About Sequence of Returns Risk in RetirementSequence of returns is too often ignored by advisors and investors, according to Morgan Stanley.
March 14, 2022
The New Secret to Wealth Management SuccessInnovative technologies have made it easier than ever for investors to move on to greener pastures as the mood strikes.
March 14, 2022
Ed Slott: New IRS Secure Act Regs Are an RMD 'Nightmare'"I really don't know how advisors will be able to explain this all to clients," Slott told ThinkAdvisor.