Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Kestra Teams With AdvicePay to Offer Fee-for-Service Planning: Tech Roundup
By Jeff BermanAlso, Riskalyze appointed Dr. Shari Hensrud as vice president of risk and analytics.
January 26, 2022
Investors Say No to Gendered Advice, MarketingBut most respondents to a Hartford Funds survey said men and women had different financial needs.
January 26, 2022
UBS to Buy Wealthfront for $1.4BThe robo-advisor deal may bring more than $27 billion in assets under management and over 470,000 clients in the U.S. to the Swiss-based firm.
January 26, 2022
11 SEP and SIMPLE IRA Tax Facts to KnowHere are some important questions and answers about contributions, withdrawals and tax rules.
January 25, 2022
FINRA Bars Ex-BofA Rep Accused of Forging Document, Taking Client FundsThe former broker and advisor trainee also failed to inform the wirehouse he was engaged in an outside business activity.
January 25, 2022
Selecting and Evaluating DAF SponsorsSince some fund sponsors target clients directly, advisors must help clients choose the right one.
January 25, 2022
Ex-UBS Broker Spent $4.6M of Client Money on Gifts for Women: SECThe former broker is charged with defrauding a family out of more than $5 million.
January 25, 2022
How Inflation Really Hurts Retirees — and What to Do About ItHere are two cheap ways to help protect against inflation, without buying more stocks.