Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Edward Jones to Plow $1B Into Tech This Year: Tech Roundup
By Jeff BermanAlso, Pershing X, led by Ainslie Simmonds, announced a new partnership.
March 16, 2022
13 Ways to Handle Clients' Biggest Investing WorriesFrontier Asset Management conducted a survey on what advisors and their clients were most concerned about.
March 16, 2022
Advisors Happy With Outsourced Investment Management: SurveyAssetMark, a TAMP, found that most advisors who had chosen outsourcing were satisified with their decision.
March 16, 2022
DOL Withdrawal of Independent Contractor Rule Violated Law, Judge RulesFSI says the rule gives advisors and firms certainty that they are indeed independent.
March 16, 2022
Ex-LPL, Wells Rep Stole $500K, Gambled With Client Money, Prosecutor SaysIf convicted of stealing over $500,000 from clients, the barred broker faces a maximum of 65 years in prison.
March 16, 2022
How Direct Indexing Helps Clients Cope With Market Volatility, TaxesMonali Vora, a partner at Goldman Sachs Asset Management, says every client wants a portfolio tailored to their financial goals.
March 16, 2022
How to Craft 'Super Roths' for Wealthy ClientsThere's an attractive niche for advisors who use sophisticated life insurance strategies to manage wealth across generations.
March 14, 2022
10 Things Advisors Should Know About Sequence of Returns Risk in RetirementSequence of returns is too often ignored by advisors and investors, according to Morgan Stanley.