Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
DeVoe: Why Growth Is So Important for RIA Firms
By Jeff BermanGrowth is good not only for a firm, but its advisors and clients too, David DeVoe says.
June 13, 2022
Mindy Diamond: It's the Best Time in Years for Advisors to Switch FirmsThe top recruiter tells ThinkAdvisor her business is booming as advisors seek greater autonomy and lucrative transition deals.
June 13, 2022
Wells Fargo in Criminal Probe Over Fake Job Interviews: ReportThe U.S. attorney's office in Manhattan is investigating, according to The New York Times.
June 13, 2022
Edward Jones to Expand Advisor Team StrategyAdvisor consultants Mark Elzweig and Andy Tasnady cheered the move.
June 09, 2022
Riskalyze Increases API Offerings: Tech RoundupAlso, Franklin Templeton teams with iCapital on alternative investing.
June 07, 2022
13 Questions to Ask Your Clients About PhilanthropyYou can help your clients with their charitable giving, even if you're not an expert. Here's how.
June 07, 2022
Fake Financial Advisor Gets 4.5 Years in Prison for FraudThe defendant used some of the $3 million scammed from clients for gambling and to make Ponzi payments.
June 07, 2022
4 Steps to Figuring Out How Much Money a Client Needs to RetireRunning your clients through these steps can give them an idea of how much they need to save.