Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Debate: Should the EARN Act Let Savers Tap 401(k)s to Pay for LTCI?
By Robert Bloink | William H. ByrnesTwo professors discuss the merit of a provision allowing penalty-free withdrawals to cover long-term care insurance.
September 15, 2022
Burt White: Advisors' Coasting Days Are OverAs markets slump and clients age, advisors must grow organically or face stagnation, the Carson Group exec tells ThinkAdvisor.
September 15, 2022
UBS Backs Ethic Asset Management Platform: Tech RoundupAlso, Hearsay Systems is adding new functionality to help advisors comply with the SEC's new Marketing Rule.
September 15, 2022
Sanctuary Wealth Adds Another Billion-Dollar Wirehouse TeamSLK Private Wealth had advised on over $1.6 billion in client assets at Wells Fargo Advisors.
September 14, 2022
Merrill Pledges $1.25M to CFP Board Diversity EffortsThe donation will support initiatives including the annual Diversity Summit and 16 scholarship awards.
September 14, 2022
SEC Charges Advisor With Stealing Over $743K From Clients, Including MLB PlayerThe fund transfers were used to pay for charges on his dead mother's American Express card, according to the SEC.
September 13, 2022
Penny Phillips, Dave Welling, Jason Wenk: How to Serve More Clients, BetterThe three CEOs highlight how advisors can embrace change and build trust.
September 12, 2022
Ric Edelman Takes Stake in Financial Planning Engagement PlatformThe latest funding win for Lumiant follows a $3 million investment by strategic investor Savant Wealth Management.