Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
7 Senate Budget Package Highlights for Retirement Advisors
By Allison BellNegotiators cut but left in plenty to interest retirees, pre-retirees and the financial professionals who work with them.
August 04, 2022
BNY Mellon to Use Xceptor Tax Platform: Tech RoundupAlso, Envestnet is launching a "SpongeBob SquarePants" themed marketing campaign.
August 04, 2022
Wall Street Bonuses Poised to PlungeIndividuals working in wealth management could see a 15% drop and asset managers a 20% decline, according to Johnson Associates.
August 04, 2022
12 Best & Worst Broker-Dealers: Q2 Earnings, 2022In the worst quarter for the S&P 500 since 2020, four big BDs reported earnings growth.
August 04, 2022
Kate Healy, Ben Harrison to Lead Financial Planning OrgsThey are now leading the CFP Board's Center for Financial Planning and Foundation for Financial Planning, respectively.
August 03, 2022
Ex-Advisor Sentenced to Almost 22 Years in Prison Over Fake-Annuity ScamThe former Allstate, LPL and Merrill Lynch broker was convicted of stealing over $9.3 million from clients.
August 03, 2022
5 Workplace Trends Advisory Firm Leaders Need to Harness NowInstead of fighting these trends, lean into them to attract top talent and set your firm up for growth.
August 03, 2022
How Planning Innovator Sheryl Garrett Is Designing Her Own RetirementThe Garrett Planning Network founder tells ThinkAdvisor how she's sowing the seeds — actual seeds — of retirement security.