Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
How a 36-Year-Old CEO Finds Time for 3 Firms, a Podcast, Fiction Writing ...
By Jane Wollman RusoffLUMINARIES winner Matt Reiner describes himself as a "recovering perfectionist" who puts "thinking time" on his calendar.
February 07, 2023
Secure 2.0 Equal Parts Exciting and Confusing for Business OwnersThe enthusiasm for the landmark law's retirement provisions is matched only by the scope of the changes it makes.
February 07, 2023
Ex-LPL, Wells Fargo Rep Pleads Guilty to Stealing $600K From ClientsThe now-barred broker used clients' money to fund gambling and personal expenses, according to the Justice Department.
February 07, 2023
The Time to Solve Retirement Income Has Arrived: Wade PfauYears of work have created the tools necessary to solve retirement income planning at scale, Pfau tells ThinkAdvisor.
February 06, 2023
United Advisor Group Launches as RIA AggregatorThe new firm has selected Goldman Sachs Advisor Solutions as its custodian.
February 06, 2023
Retirement Worries Trending Up Nationwide: SurveyWhile longer-term financial concerns are growing, new survey data shows shorter-term confidence remains largely intact.
February 06, 2023
Joe Duran Steps Down as Goldman Partner, Stays as RIA ConsultantThe move comes as Goldman continues its push to become a top custodian to RIAs.
February 06, 2023
Ex-Wells Fargo Advisor Alleged Rape by Co-Worker, Faced Retaliation: LawsuitThe advisor sued Wells Fargo, saying her clients were reassigned after she reported the incident.