Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Frailty Risk: The Retirement Reality Your Clients Don't Want to Talk About
By John ManganaroNobody wants to consider their own mortality, but it's critical for the advisor to delicately but firmly bring these issues to the fore.
November 08, 2022
Portfolio Outlook Is the Best Since 2010: JPMorgan's KellyStrategist David Kelly and colleagues also say investors should stick with 60/40 portfolios, which are poised to recover in about three years.
November 08, 2022
Ameriprise Rolls Out Military Advisor DesignationThe CMFA certification is open to Ameriprise advisors through mid-2024, when it will become available to other advisors.
November 08, 2022
Ex-Advisor to Pay $314K for Preparing False Tax ReturnsThe IRS filings included fake charitable contributions, unreimbursed business expenses and business losses, costing the government over $300,000 in tax revenues.
November 08, 2022
4 Ways to Boost Your Firm's Client ReferralsAdding services like tax planning can increase client satisfaction and turn clients into vocal advocates for your firm.
November 08, 2022
4 Ways to Make a Move — With Fewer HeadachesWhile switching firms is a major undertaking, the fear of what this process entails should not hold you back.
November 08, 2022
Wells Fargo Picks Up $2.6B UBS TeamMargate Wealth has four advisors and offices in Short Hills, New Jersey, and New York.
November 07, 2022
What Advisors, Clients Should Know About Political DonationsDirect contributions aren't tax deductible, but there are ways to support candidates and causes with a tax break.