Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Most Pre-Retirees Don't Seek Advice From 401(k) Providers: Cerulli
By Michael S. FischerNor did they much use financial wellness tools offered by their recordkeeper, a report finds.
May 14, 2026
Fired Edward Jones Advisor Sentenced to 3 Years for Nearly $1M FraudJohn S. Winslow bought his widowed client flowers and chocolate, then used her money to buy luxuries, authorities said.
May 13, 2026
Life Settlement Firm Aims to Get 30% of Revenue From Wealth Advisors by 2030Abacus hopes experience with life expectancy forecasting will help with wealth transfer planning.
May 13, 2026
How to Help Grown Children and Aging Parents With Tough TalksAdvisors "can move a conversation in 30 minutes that a family has avoided for 30 years," planner Jim Crider says.
May 13, 2026
DAFs Gaining Importance in Advisor-Client Relationships: ReportFinancial professionals have growing influence on the increasingly favored charitable giving vehicle for Americans, research finds.
May 13, 2026
ReFirement: A Purposeful Next Chapter for AdvisorsNot retirement in the traditional sense, this approach offers a more selective, purposeful way to continue serving.
May 08, 2026
ThinkAdvisor 2026 Luminaries Awards FAQDo you have questions about how to submit nominations this year? We've got answers for you!
May 05, 2026
Anthropic Unveils AI Agents to Tackle Financial Services TasksThe agents can draft pitch decks for client meetings, review financial statements and escalate cases for compliance reviews.