Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Angry Insurance Clients Want Less Friction
By Allison BellGreg Holman, an administration specialist, has ideas for keeping life's stresses from making things worse.
September 29, 2026
Northwestern Mutual Rolls Out Family Office Services for Ultra-Rich ClientsThe integrated offering is designed to serve select investors with more coordinated, multi-generational financial planning.
September 28, 2026
JPMorgan Loses Deli Platter FightA judge upheld a $4.25 million arb award to a broker the bank fired over Super Bowl party expenses.
September 25, 2026
Texas Advisor Accused of Racism Seeks to Restore Her Case Against LPLLPL ended its affiliation with Eileen Cure in 2021 after allegations in a viral video; Cure says the BD harmed her reputation.
September 24, 2026
When an Advisor Departure Turns Into a LawsuitWhat emerges within 30 days of a move often shapes the outcome.
September 24, 2026
Prudential Advisors Rebrands as Prudential Wealth AdvisorsThe firm said the change reflects its evolution and expanded capabilities.
September 23, 2026
Clients' Social Security, Medicare Worries Run High Ahead of Midterms: CFP BoardCost pressures are driving some clients to make reactive decisions, a report finds.
September 23, 2026
Corient Adds $2.6B Multifamily Office in Cayman IslandsThe Miami-based firm manages about $572 billion globally.