Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
4 Retirement Tax Challenges to Consider During an Economic Downturn
By John ManganaroRocky markets hurt nearly and newly retired investors, but they also deliver key tax planning opportunities.
November 15, 2022
10 Retirement Planning Steps for Clients to Take Before 2023The market dislocations of 2022 have caused significant pain but also raised significant retirement planning opportunities.
November 14, 2022
Jamie Hopkins: Why Debt Is 'Powerful,' Annuities Are 'Underutilized' and the 4% Rule Is Just a 'Finding'The Carson exec also told ThinkAdvisor why he'd hire only "5% of the financial advisors out there."
November 14, 2022
How Advisors Can Prepare Wealthy Clients for an Uncertain YearCash management is crucial for this year and next, UBS' Brenda O'Connor Juanas tells ThinkAdvisor.
November 14, 2022
No Client Exodus From Crypto After FTX Collapse, Advisors SayWhile some clients are looking to exit crypto, many remain committed and seek safer storage, advisors said.
November 14, 2022
FINRA Bars Ex-Morgan Stanley Rep Who Steered Clients to Outside InvestmentsThe ex-broker recommended unapproved outside real estate investments to clients, FINRA said.
November 12, 2022
Meet the Winners of the Excell Women in Wealth Management AwardsMeanwhile, Carson Group said nearly 90% of poll respondents believe women in the industry face barriers that men are less likely to deal with.
November 12, 2022
Ex-Broker Pleads Guilty To Stealing $500K From ClientsJennifer Campbell, 47, faces a maximum penalty of 20 years in prison and a $250,000 fine.