Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Does Reg BI Mean the Death of Broker-Dealers?
By Timothy SmithFor advisors, the issue going forward is if they stay away from transaction-based products in favor of a strictly fee-based approach.
April 12, 2023
Which Industries Offer the Best 401(k)s? You May Be Surprised.A new study shows which industries provide the most generous retirement benefits.
April 11, 2023
How Raymond James Is Putting AI Into PracticeThe tools can predict client needs and suggest action steps for advisors across their entire books of businesses, says executive David Lillis.
April 11, 2023
RBC Picks Up $1B First Republic TeamRBC's reputation of financial strength and dedication to supporting advisors were reasons cited for the move.
April 11, 2023
How Many CFP Exam Takers Passed the Latest Test?A record number of candidates sat for the most recent certification exam, according to the CFP Board.
April 10, 2023
Firm Founder Sentenced to 15 Years in Prison For FraudThe ex-Infinity Q Capital Management CIO was sentenced for his role in a mismarking scheme.
April 10, 2023
Anxiety Abounds as Americans Contemplate Social Security, Market RisksMost Americans feel they can't "count on" Social Security for a dignified retirement, a new survey shows.
April 07, 2023
Social Security Has a Longevity ProblemA retirement expert explains how the Social Security Trust Funds' solvency shortfall could hurt working and retired Americans.