Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
An AI Chatbot Duped Social Security Staffers. The SSA Has Taken Notice.
By John ManganaroThe SSA's Office of the Inspector General is seeking to both leverage AI and protect beneficiaries from its risks.
July 24, 2023
One Way to Add Young Clients: Hire a Young AdvisorJeff Mattonelli, 28, fit into the firm's longer-term vision, said firm founder Ken Van Leeuwen.
July 24, 2023
Advisor Fights SEC in Annuity Switching CaseJeffrey Cutter didn't violate the Advisers Act because he was acting as an insurance agent, his lawyers argue.
July 24, 2023
IRS Halts Most Unannounced Home VisitsThe change is a response to safety concerns for both agents and taxpayers, the IRS says.
July 24, 2023
Inside Morgan Stanley's Big AI Test for AdvisorsThe chatbot is focused on combing through research and even client conversations, says CIO Sal Cucchiara.
July 24, 2023
Creative Planning Adds Goldman as CustodianThe deal gives Creative advisors access to a wider range of solutions.
July 21, 2023
Schwab: 11 Things Top RIAs Did Better Than Rivals in 2022Here's what makes these firms stand out, according to Schwab's just-released benchmarking study.
July 20, 2023
New Study Supports Private Equity in 401(k)sPrivate equity in target-date funds could boost returns, researchers suggest.