A Top LPL Advisor and Advocate Talks Secure Act 2.0, DOL Fiduciary Rule
By Jane Wollman RusoffLPL Government Relations Council chair Judy VanArsdale, also a top-ranked advisor, says her clients appreciate her advocacy efforts.
March 31, 2022
Massachusetts Fiduciary Rule Struck Down in Robinhood CaseThe ruling is a victory for Robinhood; Massachusetts' top securities regulator, William Galvin, is considering an appeal.
March 29, 2022
Why C-Suite Execs Should Not Serve as Retirement Plan FiduciariesFirms and their clients won't be served well if fiduciary duties are dumped on managers with full day jobs.
March 16, 2022
Get Ready for New DOL Rollover Rules on July 1Starting on this date, specific reasons for each rollover recommendation must be put in writing.
February 16, 2022
DOL Fiduciary Rule Supporters Flock to Capitol Hill to Brief LawmakersStaffers on Capitol Hill have been getting questions ahead of the proposal's expected release, Maureen Thompson of the CFP Board says.
February 03, 2022
Annuity Group Sues DOL Over Fiduciary RuleFACC says the department has tried to put a major rule change in an introduction.
December 28, 2021
What's Next for Build Back Better, Form CRS and the New Fiduciary Rule?Greg Valliere, Ron Rhoades and Fred Reish weigh in on what lies ahead for new laws and rules coming out of Washington in 2022.
November 29, 2021
Biden's Pick for Key DOL Post Is Up for Vote; Fiduciary Rule Delay ExpectedA former EBSA head says Labor won't meet its December deadline to release a new fiduciary rule.