Reg BI and New Product Best Practices: What BDs Should Know
By Melanie WaddellTed Luecke, examination director at FINRA, offers tips on how BDs can stay compliant while bringing on new products.
May 21, 2026
Life Insurance and Annuities Have Changed. So Should the AdviceThere are more versions of the tools, more options, and more items that need regular reviews.
May 20, 2026
IRS Starts to Implement a Long-Term Care Insurance Tax IncentiveThe new guidance will help employers remind employees that old age happens.
May 20, 2026
Debate: Should QCDs Be Allowed From 401(k)s?Under current rules, those distributions are available only if they are transferred from an IRA to a qualifying charity.
May 20, 2026
JPMorgan Banker Sues Ex-Colleague Over 'Fabricated' Sex ClaimsLorna Hajdini countersued a former colleague who claimed that she forced him to be her "sex slave."
May 20, 2026
How to Avoid Beneficiary Designation Horror StoriesAdvisors who fail to regularly review these documents with clients may regret it in time.
May 20, 2026
How to Surprise-Proof the Medicare SurchargeAdvisors can help clients manage premium shocks to their health insurance — without overpromising.
May 20, 2026
Citi Discloses Over 300 New York Layoffs, Part of Ongoing Job CutsThe banking giant has been moving to eliminate 20,000 positions over two years.