Judge Dismisses Class-Action Suit Over Vanguard's $100 Exit Fee
By Dinah Wisenberg BrinThe federal court allowed the plaintiff to amend and refile the complaint against the investment giant.
February 10, 2026
12 Cities With the Most Pre-RetireesAmericans in this cohort are often in their peak earning years and are likely to seek professional financial advice.
February 10, 2026
House Passes Bill That Could Help Annuity Issuers Fend Off FedA key financial stability council would have to listen to an insurer before changing its regulator.
February 09, 2026
Apollo CEO Questions Many Annuity Issuers' InvestmentsMarc Rowan told securities analysts that "most... do not have origination of appropriate assets."
February 09, 2026
YouTube Star MrBeast Buys Financial Services FirmStep, with over 7 million users, provides savings and investment services and helps people under age 18 establish credit.
February 09, 2026
American College Set to Distribute RSSA Social Security DesignationsCreated by the National Association of Registered Social Security Analysts, the credential reflects training in helping clients claim benefits.
February 09, 2026
$133M Award Against Stifel Should Stand, Judge SaysThe magistrate judge's opinion addresses a FINRA arbitration award tied to a barred advisor.
February 09, 2026
RIA Success Requires 'Relentless' Attitude: Orion CEOThe theme of the upcoming Ascent 2026 conference, Natalie Wolfsen says, reflects top advisors' continuous pursuit of excellence.