Cetera Hit With Class-Action Suit Over Cash Sweep Program
By Melanie WaddellThe BD paid interest rates as low as 0.06% as the federal funds rate surged, the suit says.
June 05, 2026
Barred Oregon Advisor Pleads Guilty to $1.6M Investment FraudJeffrey Thomas Higgins, who defrauded at least 14 investors, faces up to five years in prison.
June 05, 2026
Cresset Hires $1B Denver AdvisorAli Bathgate Hild joins Cresset from J.P. Morgan Private Bank, where she advised entrepreneurs and executives.
June 05, 2026
Trump Planned to Add 2.7M Living People to Social Security Death File: ReportTrump's plan, which was never implemented, was part of the administration's immigration enforcement efforts, The Washington Post reported.
June 05, 2026
Schwab's Sonders: Investors Are Complacent on Big Stock RisksThat doesn't necessarily mean a pullback is coming soon, the chief investment strategist tells ThinkAdvisor.
June 05, 2026
Western Asset to Pay $100M in SEC Settlement Over Leech TradesThe settlement resolves an investigation related to trading practices of the firm's onetime star manager Ken Leech.
June 05, 2026
SpaceX, Other Mega IPOs Denied Fast Index Entry by S&PNasdaq changed its rules recently so SpaceX can join the Nasdaq 100 Index in just 15 trading days.
June 05, 2026
12 Things That Set Top-Performing Wealth Managers ApartNew research on 2,385 advisors sorts out the best practices.