IRS Announces Interest Rates for Q2
By Melanie WaddellFor individuals, the rate for overpayments and underpayments will be 8% per year.
February 21, 2024
Advisors Face Enhanced Reporting of Say-on-Pay VotesCertain investment managers are subject to filing an annual form disclosing proxy votes related to executive compensation.
February 21, 2024
SEC Bars Phony Advisor Accused of 'Ponzi-Like' SchemeThe CEO, who had no securities licenses, misappropriated $1.8 million and misled investors, the SEC alleges.
February 21, 2024
LPL Sees Recruiting Benefits From Souped-Up HNW ServicesMany advisors on the move today want the ability to serve wealthy clients more holistically, Jen Hollers says.
February 21, 2024
Axcelus, John Hancock Top the Senate Finance Private Life RankingsRon Wyden, a critic, surveyed seven providers and collected data on the ultra-high-net-worth clients' policies.
February 21, 2024
Aaron Klein to Join Ezra GroupThe former head of Nitrogen, earlier known as Riskalyze, will be executive-in-residence for the consulting group.
February 21, 2024
SEI Invests $10M in Platform Maker TIFINThe news comes about two months after the firm said it was buying the alts platform Altigo.
February 21, 2024
10 Top Stock Picks From Top Managers: MorningstarThese picks are popular among Morningstar's top-rated mutual fund managers, Susan Dziubinski writes.