Which Leads Are Most Likely to Become Clients? This AI Tool Helps Advisors Find Out.
By Jane Wollman RusoffThe technology draws on extensive data and personalized profiling to enhance advisors' prospecting, Catchlight's CEO says.
November 05, 2024
Morgan Stanley to Pay $1M Over Lack of Risk ControlsThe firm failed to set up controls designed to prevent the entry of erroneous orders, FINRA says.
November 05, 2024
Ex-Merrill Wealth Chief Launches RIAThe new firm, Indivisible Partners, will launch in the first quarter, John Thiel says.
November 05, 2024
JPMorgan Is Latest to Be Sued Over Cash SweepsA customer alleges "exploitative and unfair implementation" of the firm's bank deposit sweep program.
November 05, 2024
Top 15 Cities for the Ultra-Wealthy: 2024The club of individuals with liquid investable assets of $100 million has grown by 54% over the decade.
November 05, 2024
What Makes the 2024 Luminaries Finalists Stand OutSee our new guide to the firms and individuals redefining leadership and innovation in wealth management.
November 05, 2024
How Much Does the Frequency of Retirement Withdrawals Matter?A recent research paper offers up some unexpected results regarding the best ways to manage retirement income.
November 05, 2024
Tackling Seniors' Cost-of-Living Crisis with Shannon BentonIn this episode of the Ask the Retirement Expert podcast series, ThinkAdvisor Senior Reporter John Manganaro speaks with Shannon Benton, executive director of The Senior Citizens League, about the league's important mission.