Barred Advisor Charged With $3.3M Fraud Against LPL, Fidelity and TD Ameritrade
By Dinah Wisenberg BrinA federal grand jury returned an 11-count indictment against Andrew Komarow.
March 05, 2026
Robinhood Pilots Advisor Referral NetworkMichael Kitces questioned the program's advisor fee structure.
March 05, 2026
Morgan Stanley Lays Off 2,500: ReportsWealth and investment management employees were affected, The Wall Street Journal reported.
March 05, 2026
Mercer Advisors Launches Women & Wealth PracticeThe practice, to be led by Laura Combs, will address women's growing need for financial advice.
March 04, 2026
Grow or Join? The Fork in the Road for RIAsMid-career firm owners face a stark, personal choice to reinvest heavily or partner with a well-capitalized platform.
March 04, 2026
Yes, Bank Advisors Can Be Entrepreneurs TooWith ownership over advice, those who go independent often rediscover the most energized version of their professional identity.
March 04, 2026
Retired Teachers Win FINRA Fight With SchwabThirteen clients were awarded $3.8 million after claiming Schwab "concentrated their accounts in inappropriate holdings."
March 04, 2026
Hightower to Buy $5B Journey Strategic WealthJourney CEO Penny Phillips will take on extra responsibilities for the mega-RIA's Signature Wealth brand.